The Si of Regulation
Do you speak regulation? I do! Financial services regulation impacts everyone! This channel aims to add regulatory clarity to a number of topics.The views on this channel are my own and not that of any Regulatory Authority or International Standard Setter. I am not a lawyer, financial advisor and am not providing professional advice. Discussions are for educational and entertainment purposes only.
Online compliance courses are also provided at the link below.
- 1:12
- 14 күн бұрын
IN THE NEWS - WELLS FARGO & US OCC!
- 1:14
- 14 күн бұрын
IN THE NEWS - AUSSIE GATEKEEPERS & AML/CFT/CPF REGULATIONS!
- 1:45
- 21 күн бұрын
IN THE NEWS - SWEDBANK CEO ARREST IN MONEY LAUNDERING CASE!
- 1:48
- 28 күн бұрын
IN THE NEWS - FINCEN, FUND MANAGERS & AML REQUIREMENTS!
- 2:08
- Ай бұрын
IN THE NEWS - UK NCA & ASSET FORFEITURE! 🚨💸
- 2:09
- 2 ай бұрын
IN THE NEWS - SIMONE BILES & COMPLIANCE??? 🤸🤸
- 2:02
- 2 ай бұрын
IN THE NEWS - BARBADOS, BANKING & MARKET CONDUCT!
- 3:19
- 2 ай бұрын
COMPLIANCE FIRST -YACHTS, SANCTIONS & GLOBAL SHIFTS!
- 2:47
- 2 ай бұрын
COMPLIANCE FIRST - FATF REPORT ON GATEKEEPERS!
- 2:29
- 2 ай бұрын
IN THE NEWS - BITMEX & MORE AML FAILURES! 😖😖
- 2:33
- 2 ай бұрын
IN THE NEWS - BOEING PLEADS GUILTY...
- 1:36
- 3 ай бұрын
COMPLIANCE FIRST - RAMBLING ON TECH & TOKENIZATION!
- 1:27
- 3 ай бұрын
COMPLIANCE FIRST - BCPs & HURRICANES!
- 1:39
- 3 ай бұрын
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