Ninety More Testable Minutes on the Uniform Securities Act kzitem.info/news/bejne/kYOuvGWKiopkfXo
@skysdalimit19
3 ай бұрын
Hey Brian, is it possible to get a copy of your series 65 Cheat Sheet? Thank you!
@Series7Guru
3 ай бұрын
@@skysdalimit19 send Brian an email request
@thepocketshot9116
Жыл бұрын
I love these videos about securities that Michael Keaton is doing. Much more entertaining than the text book.
@GoldAmbitionMediaGroup
10 ай бұрын
Not Michael Keaton tho😂🤣
@arynnelson371
9 ай бұрын
😂😂😂
@mickwong6325
7 ай бұрын
Michael Keaton is such a talented individual.
@rodolfomarquez5527
3 ай бұрын
😂😂😂
@underthegreatwave
11 күн бұрын
Financial Michael Keaton is a powerhouse. 💪 This session we incredibly helpful after trying to sort through 5 units of gibberish in the Kaplan book.
@macsouth3356
29 күн бұрын
Just walked out of my first attempt at the 63 with a pass! I can’t thank you enough. Having your material as a secondary resource throughout my journey has been a life saver. If I ever meet you in person I owe you a hug
@vinthevietkieu
3 ай бұрын
passed the S66 yesterday… watched this video before taking the exam… the way he illustrated I/A, IAR, B/D and agent was very helpful… would definitely recommend this video to anyone that is studying for these exams… hopefully folks read the textbook for the additional % of knowledge needed to pass the exams… pay attention to any “italicized” terms, know what goes into the balance sheet and income statements… know how to compute the most common ratios… anyways, good luck 🍀 future test takers
@Series7Guru
3 ай бұрын
Kudos Investment Advisor Representative! Thanks for the shout out and paying it forward with this your victory post and debrief
@omgsharpies
Жыл бұрын
Amazing! Dean and Brian, you are making an impact on this generation of new finance professionals. Your content is so appreciated!
@Series7Guru
Жыл бұрын
Thank you so much for the super chat and your kind words. Always very gratifying when my content contributes to test taking victories.
@theeagleiscoming5864
Ай бұрын
I was going nuts with PP. Brian made it easy for me
@Series7Guru
Ай бұрын
Glad you found it helpful
@ashtong.883
25 күн бұрын
Major thanks to Brian and you for this video. Its giving me hope!
@Series7Guru
25 күн бұрын
Glad you are finding it helpful.
@theeagleiscoming5864
Ай бұрын
Jim Cramer ... The guy who yells on CNBC😂😂😂 spot on 😂😂😂
@skaterman8180
6 ай бұрын
I passed the 66 yesterday and I’ll tell ya, I wrote down everything Brian discussed from this video and it helped me pass. So many questions that this video alone will answer for you. Thanks Dean and Brian.
@Series7Guru
6 ай бұрын
Kudos Investment Advisor Representative! Always very gratifying when this video contributes to test taking victories like yours.
@newhouserules6489
Ай бұрын
Just passed my exam, can’t thank you guys enough!! This video alone is enough to get you a passing grade. The way Brian breaks this down is amazing
@Series7Guru
Ай бұрын
Kudos! Brian is the best at distilling of test issues for sure.
@sharonhuffman8618
Жыл бұрын
Well Done!!! This video was more beneficial than ALL of the other studies & videos I have encountered during my exam prep. Thanks a million, Dean & Brian!! :)
@Series7Guru
Жыл бұрын
Glad you found that helpful!
@user-go3lp6jl5p
2 ай бұрын
This video literally helped me pass the 63 thanks to Brian explaining this in the simplest way possible! Thank you Dean for all the videos you post, they helped me get fully licensed and were crucial to passing all my tests! Thank you so much you're the GOAT Dean
@Series7Guru
2 ай бұрын
Kudos on completing your test taking/registration hat trick! Always very gratifying when this channel contributes to test taking victories like yours
@VictorMartinez-fi8lh
Ай бұрын
Thank you Dean, thank YOU Brian! I failed my S63 the first time I took it but after watching this video 7-10 times it clicked! I passed my S63 two weeks ago or so and I can say this video helped me a TON! I also took many practice tests but the way you explained things always resonated with the questions asked in the real test and the practice ones too. Thank you very much!
@Series7Guru
Ай бұрын
Kudos!!!
@Series7Guru
Ай бұрын
Always very gratifying when this video contributes to test taking victories like yours.
@rrod3069
6 ай бұрын
Your videos have been a God send. I just my material for the 63 and I started the book and I’m almost done. But Brian definitely helped break it down in plain easy English. Thank you for these videos!!
@Series7Guru
6 ай бұрын
Glad you are finding them helpful
@ericsuh2133
2 ай бұрын
Thank you so much for all your videos! These collabs with Brian were extremely helpful while I studied. I passed today! 🎉
@Series7Guru
2 ай бұрын
Kudos Investment Advisor Representative!
@kristingraham7957
8 ай бұрын
I owe so much to you Dean. I found you on my way to my SIE and picked up several points from your SIE in 60 minutes video. I took the 7 and failed, and found my way back to you. I watched all of your series 7 videos, and the material made so much more sense. I took it again and passed it, thanks to you. I am now studying for my 63, and here I am.
@Series7Guru
8 ай бұрын
Kudos on your testing victories and your resiliency!
@yanskym189
5 ай бұрын
This video was so good I just had to purchase Brian's program. I struggled so much with this exam and thankfully I came across this video. Thanks to both of you I finally passed my 63. Now I'm officially done and can get this out of my life. I can't thank you guys enough.
@Series7Guru
5 ай бұрын
Kudos on completing your test taking/registration journey. Always very gratifying when this channel contributes to testing victories like yours
@donnapavin3098
Жыл бұрын
Love the combination of the two of you with your expertise! It's great! I love the simplicity of Brian's explanations and his enthusiasm. I feel like I have less anxiety when I see questions pertaining to BD's, IAR's, etc. Thank you.
@Series7Guru
Жыл бұрын
More collabs to come.
@hotrodjones74
Ай бұрын
This was super helpful. Thanks Dean & Brian! This section of the 66 has been giving me quite a bit of trouble, despite decent marks on my practice tests. This chapter in PassPerfect was exhausting to read. Your materials have proved to be extremely useful additions to my firm assigned materials. I used your "day of" videos to help me pass the SIE and Series 7 (got em on my first try).
@Series7Guru
Ай бұрын
Glad it helped!
@healerhelen
20 күн бұрын
crossover episode! love brian and guru, you guys helped me pass the 6 :)
@Series7Guru
19 күн бұрын
Always very gratifying when this channel contributes to test taking victories like yours
@austrolib1181
11 ай бұрын
Best instructor/ video for the 63 on the internet. Hands down.
@Series7Guru
11 ай бұрын
I will relay to Brian.
@domenicbiamonte6276
5 ай бұрын
I cannot thank you enough for the tips in this video. These units have been such a point of contention for me when using Kaplan and I’ve been looking for exactly this. Kaplan really draaaaags out BD/Agent and IA/IAR registration in the text and it can make the testing of it incredibly tedious. Many, many thanks.
@Series7Guru
5 ай бұрын
Glad you found it helpful
@Wai755
6 ай бұрын
Thank you for clarifying. I started reading chapter 1-2 in STC textbook and fell lost. As always, fell grateful for you both to making this video! 🎉
@Series7Guru
6 ай бұрын
Glad you found it helpful
@michaeldevine2305
4 ай бұрын
Used your videos for the series 7 and passed! lets try it with the 66 now. Thanks for all you guys do this content is amazing.
@Series7Guru
4 ай бұрын
Kudos on your past testing victory and this next testing victory!
@user-ir1oc4yz3d
Жыл бұрын
Brian and dean, missed the 63 with a 70% last month.. taking it again this week. this video is the HOLY GRAIL. Brian kept it so simple and made things click for me versus reading my text book 474394 times where the various info is spread out and hard to compare. thank you!!
@Series7Guru
Жыл бұрын
De nada. Brian is the best at simplifying NASAA exam content.
@andreslozano901
Жыл бұрын
Just passed my S63 exam. Thanks for posting this 🙏
@Series7Guru
Жыл бұрын
Kudos on your Series 63 testing victory!
@lilbitz17-ho4tk
2 ай бұрын
Brian Lee is an unstoppable force of nature
@bradleybeebee
Ай бұрын
Getting a head start already!!!
@Series7Guru
Ай бұрын
Love it
@AndreasMarcos
7 ай бұрын
Truly glad Michael Keaton has taken some time off from acting to become such a good teacher!! 💯 Highly appreciative of the quality content!!
@Series7Guru
7 ай бұрын
Glad you found it helpful
@Series7Guru
7 ай бұрын
Glad you are finding it helpful.
@GriffithCapitalGroup
2 ай бұрын
Amazing. Thank you for this!!’
@Series7Guru
2 ай бұрын
You are welcome
@GriffithCapitalGroup
3 ай бұрын
I thought I had a good handle on these definitions. Then I watched this and realized, I have more work to do lol.
@superstarimportant5751
9 ай бұрын
Excellent job, Brian!! You made it fun 🤩👏🏻👏🏻👏🏻🍧🍧 thank you 🍭🍭
@michaelmoon4957
9 ай бұрын
Such a great video, simple and easy to follow. Thanks Dean and Brian
@Series7Guru
9 ай бұрын
Glad you found it helpful.
@PilotSquare79
9 ай бұрын
This is GOLD!!
@Series7Guru
9 ай бұрын
Glad you found it helpful.
@post7786
6 ай бұрын
This was so helpful!! Thank you both for breaking it down for us!!!!
@Series7Guru
6 ай бұрын
Glad you found it helpful
@darlag13
6 ай бұрын
Great video. Very helpful! Taking my 63 tomorrow.
@Series7Guru
6 ай бұрын
Glad you found it helpful. Sending you good test vibes.
@the_real_patrick17
9 ай бұрын
Got more from this session than the past month of reading the LEM
@Series7Guru
9 ай бұрын
Glad to hear this made a contribution to your study effort.
@the_real_patrick17
9 ай бұрын
@@Series7Guru passed yesterday thank you for everything you do!!! And to Brian lee!
@jackrhead8236
6 ай бұрын
Brilliant breakdown and enthusiasm
@user-og6tl4mx6h
9 ай бұрын
Great video - and great way to present the material
@Series7Guru
9 ай бұрын
Glad you found it helpful.
@samanthagarland9286
Жыл бұрын
Loved this video!!!! Y’all do great collaborating!
@Series7Guru
Жыл бұрын
More to cone
@DanCGe
9 ай бұрын
I’m so grateful for you guys
@jamesjohnson5816
2 ай бұрын
Amazing video
@Series7Guru
2 ай бұрын
Thx
@YoungAbe1993
3 ай бұрын
Thank you for this!
@Series7Guru
3 ай бұрын
De nada
@AnaFranco-mb7ex
3 ай бұрын
I loved this!
@user-rn8rv6lz5b
Жыл бұрын
This was perfect - keep it simple - Thank you
@Series7Guru
Жыл бұрын
De nada. Glad you found it helpful.
@e47340
Жыл бұрын
Brian looks like Michael Keaton. Love this video.
@Series7Guru
Жыл бұрын
lol
@VC-stang
Жыл бұрын
Thank you for the videos! I’m gearing up for a 66
@Series7Guru
Жыл бұрын
De nada
@VC-stang
Жыл бұрын
@@Series7Guru wow!! I feel like a celebrity, getting a reply from the one and only Guru.
@Series7Guru
Жыл бұрын
@@VC-stang lol
@johnwimbley189
10 ай бұрын
Hey Dean, I took 65 exam today and thought I passed with 70% of 130 questions which is 91. However I apparently failed because you actually need 92 /130 which actually is a little more than 70%. I called FINRA but they actually agreed with me but said to contact NASSA. I listened to your cast on FINRA changes and 70% was mentioned. No offense but I think you may want to consider just giving the total number correct as opposed to percent. Not your fault but of course given this exam appropriate that 70 percent isn't really 70 percent. Thanks and appreciate your feedback and your classes are great! John
@Series7Guru
10 ай бұрын
We have discussed this is more than one podcast episode. Sorry to hear of this testing misfortune. Hurts for sure.
@P76690
Жыл бұрын
INCREDIBLE!!! on repeat !!
@Series7Guru
Жыл бұрын
Glad you found it helpful.
@danielplascencia2504
4 ай бұрын
following these vids and started kaplan 66
@Series7Guru
4 ай бұрын
Welcome
@danielplascencia2504
4 ай бұрын
@@Series7Guru I just never know what to write down from reading the text book
@AmandeepSinghSaini
9 ай бұрын
This is a great video!!! Thanks both
@Series7Guru
9 ай бұрын
De nada
@oosox
23 күн бұрын
brain is awesome.
@Series7Guru
23 күн бұрын
You got this!
@sev7837
8 ай бұрын
Wow this was amazing
@ericmaher6606
11 ай бұрын
I have this on a loop
@Series7Guru
11 ай бұрын
Thx
@kyle5841
4 ай бұрын
Very informative video, it would be even more awesome if he could put his Batman costume on for one of the videos!
@Series7Guru
4 ай бұрын
Lol
@kyle5841
4 ай бұрын
@@Series7GuruDean which video would recommend for the 63 after this one or any others that are very beneficial?
@jessecordoba5048
Жыл бұрын
Great video with Brian. Please continue making more!!!!
@Series7Guru
Жыл бұрын
Will do
@Jameswilliams-yr6xg
Жыл бұрын
Just failed the 66 by 1 on my third try. Hoping the 63 is easy. Plan to take in two weeks. Then have ring into the haunting 65
@Series7Guru
Жыл бұрын
Damn. That hurts for sure. Like your new battle plan.
@madcreditman1121
Жыл бұрын
Thanks Dean- any advice on whether to do the 65 or 63 first. Most people say 63 can be fairly straight forward with no more then a week or so to study for it ( when coming off the 66 )
@Jameswilliams-yr6xg
Жыл бұрын
@@madcreditman1121not sure why it went to my old KZitem channel lol
@Series7Guru
Жыл бұрын
@@madcreditman1121 i agree. 63 first.
@Jameswilliams-yr6xg
Жыл бұрын
@@Series7Guruunfortunately after looking at the 65 it looks like just bigger more mean version of the 66…..
@dorissweanapo9860
Жыл бұрын
Great lecture, more vids please
@Series7Guru
Жыл бұрын
There are dozens and dozens of videos in the playlist for your Series playlist. Find your Series playlist.
@Ralph3_
Ай бұрын
hey dean i just passed my s7 much thanks to u. 66 is up next and im using pass perfect. i feel so overwhelmed the first section was mostly discussing agents bd ia iar. who has has to be registered and who doesnt. is this playlist a good place to supplement the reading?
@Series7Guru
Ай бұрын
Yes! Watch the podcast series too!
@erahia5637
Ай бұрын
just to clarify with the BD registration. When they don’t have an office and no resident clients and only deal with institutions, they don’t register with the state and only with the SEC, correct? I read in Kaplan that B/D register with fed and can register with the state. Are all B/Ds that are not registered in the state federally covered?
@Series7Guru
Ай бұрын
There is no such thing as federally covered B/Ds. No office in State, No retail customers in state, NO REGISTER IN STATE! TESTABLE! All B/Ds register with SEC and FINRA. NOT TESTABLE.
@nicothic
9 ай бұрын
Thank you:)
@Series7Guru
9 ай бұрын
De nada
@eliamora03
2 ай бұрын
Hi, I am new to your channel and will like to know what do I need to do to get the “sheet sheet” you walked about in this video. Is there a membership? Thanks
@Series7Guru
2 ай бұрын
Send an email request to brian@testgeekexamprep.com
@eliamora03
2 ай бұрын
@@Series7Guru thank you When are your lives for 66?
@user-xv8ih2li4q
6 ай бұрын
Hi! Just watched this! Thought it was super helpful. How can I access your cheat sheet / practice questions you mentioned during this live class? Thank you!
@Series7Guru
6 ай бұрын
Reach out to Brian at TestGeek
@user-rq5bd3qh9i
6 ай бұрын
Hi Dean, thank you for your videos! You have been crucial in me passing my SIE and series 7. I was wondering where I can get access to this "cheat sheet" that you guys keep referencing in this video. thank you!!
@Series7Guru
6 ай бұрын
Contact Brian Lee at TestGeek. There is a link on the about page.
@madduxmyer7431
10 ай бұрын
Referencing adviser reps for fed covered firms (45:30). If a rep for a fed covered firm has an office in Nebraska (main office) and Kansas (secondary office), must that rep register with both NE and KS or just with NE?
@Series7Guru
10 ай бұрын
Both. Any state where they have a place of business
@Thuuunderous_Wizard
11 ай бұрын
A bit confused on registration in exempt transactions like unsolicited. I don’t know why but I just can’t get that.
@Series7Guru
11 ай бұрын
Can you articulate that any further? A broker/dealer is not subject to the jurisdiction of the Uniform Securities Act in an unsolicited transaction, it is an exempt transaction.
@emmettkate1370
6 ай бұрын
Hi Dean, in 49:22 you mentioned your example as doing business in NY. If the BD is not registered in NY, but you have institutional clients in NY. Do you still need to register in NY? I thought BD don't need to register in that state if only deal with institutional clients(not retail clients)? Thanks.
@Series7Guru
6 ай бұрын
If the b/d and the agent have no retail clients and no office they do not have to register.
@emmettkate1370
6 ай бұрын
@@Series7GuruIn the video, 49:22, the example you gave, you said you have institutional clients in clients in NY ask you to do business in NY. Why you said you need to register in NY? If you don’t have office and only institutional clients, you don’t need to register there right? Thanks.
@Series7Guru
6 ай бұрын
@emmettkate1370 that was a retail person at the bar. Listen again. Not institutional. Retail would trigger registration not my existing institutional business
@danielplascencia2504
Ай бұрын
Just to confirm, the deminimus rule ONLY applies to State IA's or State IAR's?
@Series7Guru
Ай бұрын
Yes
@danielplascencia2504
Ай бұрын
@@Series7Guru thank you
@jeraldmundackal4820
5 ай бұрын
So a federally covered advisor who has an office in a state need not register with a state, they only pay a filing fee correct?
@Series7Guru
5 ай бұрын
Yes. The channel is self serve not interactive.
@Matt-qu3pg
6 ай бұрын
When he said "if i have a client who is a resident i must register as a state IA, unless i have no more than 5" how does that make sense
@Series7Guru
6 ай бұрын
Not sure the context. If you are a state covered advisor if you have an office you must register in that state. No office in state and no more than 5 retail investors the IA doe not have to register.
@brandonwabnik1007
10 ай бұрын
Hey hope you’re doing well. I just started preparing for the 66, which video should I start with to begin my journey?
@Series7Guru
10 ай бұрын
The videos are in suggested watch order in the playlist.
@Kam-Mass
9 ай бұрын
If my ER Firm meets the definition of B/D, and I am a non registered rep there (Admin) can I take a clients order over the phone for a trade (All registered reps are out that day) for a government security (exempt issuer) or for an exempt security? Or can I never take any order bc it’s prohibited? And is it prohibited bc I’d then be meeting the definition of a B/D Rep by taking a trade order? I struggle with questions like this.
@Series7Guru
9 ай бұрын
No. To take orders must be registered regardless of the type of security.
@lucasdesouza2120
5 ай бұрын
Hey Dean, is there any difference in a Registered Investment Advisor (RIA) and an Investment Advisor (IA)? Have been getting a few questions about them and I know that the IAR is the actual person, but is there any difference between a RIA and a IA ?
@Series7Guru
5 ай бұрын
There is not.
@lucasdesouza2120
5 ай бұрын
@@Series7Guru thank you as always
@lucasdesouza2120
5 ай бұрын
@@Series7Guru passed my SIE and series 6 huge thanks to you. One more to go 🙏
@Series7Guru
5 ай бұрын
@lucasdesouza2120 de nada
@aylorrix4114
11 ай бұрын
Thank you Dean and Brian! Where can we access the "cheat sheet" you refer to at the end of the video? TIA
@Series7Guru
11 ай бұрын
Contact Brian at TestGeek. There is a link.
@ryanmerkle5868
11 ай бұрын
So office OR client, a BD must register; and for state IA, it’s an office AND 6 or more retail clients must register ? Is that accurate ?
@Series7Guru
11 ай бұрын
Yes
@peckspacks272
11 ай бұрын
so if i am an IAR for a state registered IA and i have clients in Illinois, Indiana, and Minnesota and i have an office in Michigan, i have to register in all 4 states?
@Series7Guru
11 ай бұрын
Yes, unless de minimus
@Ivy-tz3es
11 ай бұрын
Hi Dean , thank you and Brian for all that you do. How can I get the cheat sheet??
@Series7Guru
11 ай бұрын
Email Brian at TestGeek Exam Prep.
@phillipsavin3201
6 ай бұрын
How do I sign up for the classes on Tuesday?
@Series7Guru
6 ай бұрын
Deantinneytutoring.setmore.com
@Duddyguy7
11 ай бұрын
I am confused about IAR registration. I had a review with my firm and the trainer had said you don’t have to register if you are an IAR unless your feet are physically in that state. Is this correct? Based on the video I just watched he is saying that you have to register based on if you have an office in the state or not. Another way to put it is my trainer said if I live in Indiana and have an office in Indiana but I visit someone in another state that I don’t have an office in, I still have to register in that state if I’m there physically giving advice. I hope this makes sense.
@Series7Guru
11 ай бұрын
If I am IAR of a federally covered IA I only register in a state in which I have an office. If that conflicts with your trainer than your trainer is wrong.
@Duddyguy7
11 ай бұрын
@@Series7Guru how about state IAR though? I’m interpreting as if you have an office in the state of business, yes. However, say if you work in an Indiana office and have like 6 clients in Florida and you DO NOT have an office in Florida, you would still need to register in Florida?
@Duddyguy7
11 ай бұрын
Sorry, I think the wrong info is embedded. My understanding: if fed covered IAR, dependent on whether you have an office or not in place of business if you need to register. If state IAR - have office in state , yes. If no office but 5 or less clients then no.
@Series7Guru
11 ай бұрын
@@Duddyguy7 you are confusing IARs who work for federally covered IA with IARs who work for state IAs. The registration rules are different for each.
@Series7Guru
11 ай бұрын
@@Duddyguy7 that is correct and nothing in this contradicts that.
@user-rn8rv6lz5b
11 ай бұрын
I am reading STC and it is so confusing and full of so much crap. I’ve watched this video 3 times and finally have it memorizing. I commented before but I have to say “way to keep it simple”. STC does a really horrible job, and yes it really is 40 pages of CRAP.
@Series7Guru
11 ай бұрын
For sure.. Glad you found it helpful.
@1992Co
Ай бұрын
Is there anyway to get access to the cheat sheet via a link?
@Series7Guru
Ай бұрын
No. Have to email Brian@testgeekexamprep.com
@nathantournahu3955
9 ай бұрын
Dean, could you share your cheat sheet?
@Series7Guru
9 ай бұрын
Request should be made to TestGeek Exam Prep, Brian Lee
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