Series 66 playlist kzitem.info/door/PLK1IazV_JQbEcpMelyp4q2wxAuEPVxmvI Series 63 playlist kzitem.info/door/PLK1IazV_JQbEjys_jUR3yDuTnsP_tc7Rb. Series 65 playlist kzitem.info/door/PLK1IazV_JQbGn7K_gBAD_TWW_TLrlRxA5
@Daniel_M3
Жыл бұрын
Do you do any tutoring virtually for 66? @series7guru
@Series7Guru
Жыл бұрын
@@Daniel_M3 i do deantinneytutoring.setmore.com
@Daniel_M3
Жыл бұрын
@@Series7Guru thank you I will look now. My test is on the 28th I’m thinking of rescheduling it so I can do tutoring. Thank you for all your videos and help!
@slaptainshwirv
9 ай бұрын
Ladies and gentlemen, boys and girls. Security professionals of all ages. I am here to proudly announce that Dean Tinney has helped me achieve my goal of passing the s. I.e. Series 7 and 66 exams all on the first try in commemoration of this fantastic achievement. I will pledge the name of my first born child to be none other than Dean in honor of the greatest of all time.
@Series7Guru
9 ай бұрын
Lol. Kudos on completing your test taking/registration hat trick! Always very gratifying when I contribute to testing victories like yours.
@brianbooe5221
Жыл бұрын
Dean Tinney! The greatest of all time. I owe you an enormous ‘thank you’ for your making this content to aid our study efforts which helped me in passing 5/5 on exams through my SIE, 6, 63, 7, & lastly my 66 which I passed this morning. You have a great impact on many, and I have passed the word to my colleagues to watch your content as they prepare for exams as well. THANK YOU!
@Series7Guru
Жыл бұрын
Wow! That is long and winding testing journey for sure. Kudos on going 5 and 0! Thanks so much. Love referrals!
@Series7Guru
Жыл бұрын
SIE, Series 7, Series 66
@Series7Guru
Жыл бұрын
@@Liam_Daly 18 is correct
@Series7Guru
Жыл бұрын
@@Liam_Daly off topic. Not what my channel is about. My channel is about helping test takers pass their tests.
@TheCRPS
3 жыл бұрын
Dean taking the 63 and this video is a great summery. thanks for all your help you really are making a difference in not just my life but everyone who takes the time to watch your content.
@Series7Guru
3 жыл бұрын
You are welcome. Thank you for kind comments. Encouragement for more content for sure.
@hinarana831
3 жыл бұрын
I have to completely agree with you . Your lessons have helped me Immensely. This has been more useful and helpful for me than any other class I’ve taken so far . Ty so much !!! Highly recommended him
@Chris-oq2jj
2 жыл бұрын
I recently passed my SIE and 7 largely thanks to your lectures/"very brief summaries" along with pass perfect. Thank you for the free content and the anecdotal examples that make these concepts applicable
@Series7Guru
2 жыл бұрын
Kudos on your testing victories! Glad the channel made a contribution!
@jstringfellow1961
2 жыл бұрын
I also listened to Dean and passed the SIE while working through the Pass Perfect model as well. I found Dean's studies and/or videos to be both useful and informative for what I needed to know to take the exam.
@stevenleigh1211
Жыл бұрын
Thank you for all of your video's. I passed the S7 test last month, and the S66 test this week, both on the first try. I would strongly suggest anyone that is taking any of the 3 tests, SIE - S7 - S66, to watch all of Dean's videos. The video's are great at teaching and elaborating some of the tests most common questions. Inch by inch the tests are a cinch, yard by yard the tests are hard. Great videos Dean!
@Series7Guru
Жыл бұрын
Kudoz on completing your test taking/registration hat trick! Thanks for the shout out.
@rmchannel9490
2 жыл бұрын
Hey Dean, just a big thank you for helping since the SIE, Serie 6 and now 63 I passed all of them on the first attempt bcuz of you, now I’m just preparing for my state insurance, you make a huge impact on peoples lives🙏🙏🙏🙏🙏🙏🙏🙏
@Series7Guru
2 жыл бұрын
Kudos on your test taking/registration hat trick! Always very gratifying when my channel contributes to test taking victories like yours.
@brandonswhispers
Жыл бұрын
THANK YOU SO MUCH DEAN! I have now passed my 7 and 63 because of you and your videos. I watched this video right before my test and I was able to answer several questions based on the information in this video. Thank you for all you do!
@Series7Guru
Жыл бұрын
This video is target rich for sure. Kudos on your latest testing victory! Always very gratifying when my videos contribute to test taking victories like yours
@VinTheFishingMan
2 жыл бұрын
Passed my 66 today Dean! Practice exams and you 66 playlist were the key! Thank you sir!!
@Series7Guru
2 жыл бұрын
Kudos on completing the test taking/registration hat trick! Time to put those registrations to work!
@daviddeleo6642
2 жыл бұрын
Watched this video morning of my exam (63), it was super helpful to reinforce the basics and it helped me pass the exam for sure. I have watched all of your videos on the 7, SIE, and 63. When I first started taking my Series 7 practice exams I was getting low to mid 50s and once I started watching your videos my scores jumped and never went back down. Thank you for your videos and thank you for the time you put in to help us random people on the internet. You are the man, Dean!
@Series7Guru
2 жыл бұрын
Great to hear! Kudos on your testing victories. Glad to have made a contribution.
@stevenc6434
2 жыл бұрын
Have to second this entire statement. I’ve passed SIE, S7, and have S63 Saturday. My firm utilized TC, but as a supplement I watched all of these videos and the additional perspective has been more than helpful. Dean you are the man for providing content essential free (at least to users, hopefully you benefit from KZitem!). Thank you sir for what you do.
@Series7Guru
2 жыл бұрын
@@stevenc6434 funny. Didn't intend to benefit from KZitem and when I first started the channel I intentionally made longer narrative lectures. Lots of people said I should make shorts. Oh well. Last month when I monetized found out accidentally that long narrative content is what KZitem advertisers like. So channel is bringing in much more than I could make charging for channel memberships. Who knew?
@cathleenphelps5071
2 жыл бұрын
Dean! I’ve lurked on your channel since November or thereabouts and just passed my 65 today. Your videos were a huge help because I could walk or drive around and listen without having to be glued to a desk. Made review so much easier and your explanations are very clear. What a valuable service!! Thank you! Keep it up :)
@Series7Guru
2 жыл бұрын
KUDOS on slaying that 65 dragon!!!!
@davea7601
Жыл бұрын
Passed the 66 yesterday🎉🎉 I watched this one at least 10 times, thank you for doing these Dean!!
@Series7Guru
Жыл бұрын
Kudos Investment Advisor Representative! Always very gratifying when this video contributes to test taking victories.
@JorgeMartinez-mv8xt
8 ай бұрын
Thank you so much Dean. Your content was extremely helpful in helping me pass the series 65 test. You’re the man!
@Series7Guru
8 ай бұрын
Kudos Investment Advisor Representative! Always very gratifying when my content contributes to test taking victories like yours
@slaptainshwirv
11 ай бұрын
Hey Dean, Smoked my SIE and series 7. Ive got the 66 in my crosshairs. Its going to go down, baby! Thanks for your effort on the ol' KZitem. Your channel has been a great resource. I tell all the newbies at my firm about you. Also, whenever some one says something snide or nasty to me (which is often because i work in finance), i respond with "well, youre no fun". I got that from you, big dog!😂
@Series7Guru
11 ай бұрын
Kudos on all your testing victories! The journey of 3 and 0 begins with 2 and 0.
@TheMpmpmpmpmpmp
Жыл бұрын
Greatly appreciated Mr Tinney! Passed my 63 today. I'm unofficially a baby broker. Cheers
@Series7Guru
Жыл бұрын
Kudos!
@DHClapp
2 жыл бұрын
This was an order of magnitude more valuable than the Kaplan book or the Kaplan live instruction I took for the 65. Thanks for doing it.
@Series7Guru
2 жыл бұрын
My pleasure.
@Gtorres2325
9 ай бұрын
Dean my man! Just passed the 66. Thank you so much my friend. Felt so prepared thanks to your videos helping supplement my reading.
@Series7Guru
9 ай бұрын
Great job! Always very gratifying when my videos contribute to testing victories like yours.
@jaysweatshirt9884
2 жыл бұрын
Just wanted to drop my testing testimonial! I’ve recently passed the series 7 (on retake) to which I am happy to COMPLETELY confidently say that your content has been the saving grace and reason I was able to understand the concepts!
@Series7Guru
2 жыл бұрын
KUDOS on passing your Series 7 exam. Love the testing victory testimonials. Good for morale.
@victoriapavlik6742
Жыл бұрын
Appreciate all you do Dean! I want to thank you so much for all the time, effort, and work you put in for making these videos. I recently found you over the last two weeks and you have definitely been a resource I use to help solidify and add to my studies/knowledge. Passed my 63 this morning, have the SIE and S6TO to take next!
@Series7Guru
Жыл бұрын
Kudos on your Series 63 testing victory! Journey of 3 and 0 begins with 1 and O. Odd sequence. Usually test takers do SIE first, then 6, then 63.
@ethanhoffmann338
2 жыл бұрын
Dean, you helped me pass my SIE and 7 the last couple weeks and I’m heading into my 63 in a few hours! Thanks for all the help
@Series7Guru
2 жыл бұрын
You are welcome. Very gratifying that the channel has helped so many like you matriculate through their testing journey. One last leg in your testing journey. Make it 3 and 0!
@ajcantrell9904
Жыл бұрын
Thank you Dean for all the content I have used your videos and practice exams as a supplement for all 3 the SIE, 7, and finally the 66 yesterday. Passed first try on a hard draw id say. The extra prep paid off! Cheers
@Series7Guru
Жыл бұрын
Kudos Investment Advisor Representative! Always very gratifying when my videos contribute to test taking victories like yours. Thank you so much for super chat.
@the_grill_project
7 ай бұрын
Just passed my final test, the 66, I think I may have scored in the 90s and 90% of that is due to you. I’m on to designations now, wish you had lectures for those. I have and will again, strongly recommend you to my firm tomorrow (Monday). Thanks Dean!
@Series7Guru
7 ай бұрын
Kudos on your testing victories! Thanks so much for the referrals.
@ShriyAmit
10 ай бұрын
Dean, You are truly THE GURU, I owe my success (SIE,S7 & S63) to you… would love to meet you in person and offer you Guru Dakshina…Your teaching style of breaking down complex concepts to layman terms is quite engaging & informative…Thank you so much for all you do 🤗
@Series7Guru
10 ай бұрын
Kudos on completing your test taking/registration hat trick! Always very gratifying when my channel contributes to test taking victories like yours
@alankerlidou2591
Жыл бұрын
Hello from France! Your content helped me pass the SIE and Series 7 last year. I am now studying for the 63 -- hopefully, I will have it wrapped up soon.
@Series7Guru
Жыл бұрын
Bon chance mon ami! You will make your mark on 63 too!
@dimitrivaqueros7883
2 жыл бұрын
Dean, thank you very much, all your videos and exams helped me a lot, i passed my 66 today and i want to say thank you very much again.
@Series7Guru
2 жыл бұрын
KUDOS!!! Time to put those registrations to work!
@skigghitybop
6 ай бұрын
Passed 65 today appreciate the help through sie and 65 listened to this video on the way to testing center had several question that applied directly to the content covered here
@Series7Guru
6 ай бұрын
Kudos Investment Advisor Representative! Always very gratifying when this video contributes to testing victories like yours.
@skigghitybop
6 ай бұрын
@@Series7Guru honestly can not thank you enough ive reccomended you to everyone that is in training with me
@hinarana831
3 жыл бұрын
Thank you so much for all of your videos . Your lectures have been immensely helpful . I’ve Learned so much from your Video’s than anything else I’ve taken so far . You made me more comfortable in passing the exam . Ty sooo much . Highly recommend watching him .
@Series7Guru
3 жыл бұрын
Glad you like them!
@jamesellis9251
2 жыл бұрын
Passed the 63 today. Thanks for your help. This video is great.
@Series7Guru
2 жыл бұрын
KUDOS! Always very gratifying when my videos contribute to test taking victories like yours. I am very proud of this one, the Mighty Ninety!
@SinistarFirefox
Жыл бұрын
Dean thank you so so much for these videos. You helped me understand the material a lot more and you helped me pass! 😁 SIE ✅ S7 ✅ S63 ✅
@Series7Guru
Жыл бұрын
Kudos on completing your test taking/registration hat trick! Always very gratifying when my channel contributes to test taking victories like yours.
@dominped23
Жыл бұрын
This is excellent stuff, will review prior to my exam!
@cremls
6 ай бұрын
Great video, I wish I found these a while back. 10,000 Foot View!
@Series7Guru
6 ай бұрын
Glad you found it helpful
@rafaeleuribe_
Жыл бұрын
Binging your series 66 playlist to prepare for my test!
@Series7Guru
Жыл бұрын
Love it. Keep grinding!
@itskaiso
9 ай бұрын
Failed my 66 today. got a 65/100. Did well on all of your prep work and also all my kaplan exams was scoring 85-92. Guess I'll have to strategize a new study method for when I retake it in 30 days
@Series7Guru
9 ай бұрын
Damn. That hurts for sure. Check out my podcast episode on 5 recommendations on how to respond to this misfortune
@1000millionbillion
3 жыл бұрын
I passed the 7 & 63 with the help of your videos.
@Series7Guru
3 жыл бұрын
KUDOS!!!! Glad that my lectures were helpful in making your mark,
@miigeorgia7014
7 ай бұрын
Passed the Series 63 this morning. Thank you again sir 🫡
@Series7Guru
7 ай бұрын
Kudos!
@jesseandpiper
7 ай бұрын
Our BD participated in the raise of capital for Hall Wines of Napa. We have clients in that and other investments that were offered by the Hall Group, like the Hall Arts Hotel. Thanks for this video by the way.
@Series7Guru
7 ай бұрын
Craig and Kathryn make great wine and are great stewards of investor capital.
@gabbycorduan7476
2 жыл бұрын
I passed the 66 yesterday thanks to you!!!!
@Series7Guru
2 жыл бұрын
Kudos on the completion of your testing/registration hat trick!!! Always very gratifying when the channel contributes to testing victories like yours.
@johnlamac24
Жыл бұрын
Today I am saying a very hard goodbye to the “series 7 Guru” thank you for all the late nights and toilet talks. It’s been a long journey together but it’s time to go out seperate ways. Good by Dean #3for3
@Series7Guru
Жыл бұрын
Our reason and our season is over. Bon chance mon ami!
@christophervillaire96
3 жыл бұрын
great video, i really appreciate you putting this out there for free!
@Series7Guru
3 жыл бұрын
This is target rich. Lots of potential test points for any NASAA exam. I do take heat for my price point of free from competitors and my family. Lol.
@jasonkirk3166
Жыл бұрын
Sir, headed to the 66 Monday! I know this is an older post but still helpful!
@Series7Guru
Жыл бұрын
This video old in a good way. Tried and true. Target rich!
@jasonkirk3166
Жыл бұрын
@@Series7Guru absolutely, I'll likely watch others today and tomorrow before the big dance! This test has definitely got me spun up.
@SeecretWeapon
2 жыл бұрын
Thank you for doing these videos. Helped me and I’m sure others.
@Series7Guru
2 жыл бұрын
Glad you are finding them helpful.
@jfloyo11
10 ай бұрын
I aced my series 7 and failed my series 66...felt like a punch in the gut. I way overthought things and the whole federal reg, state reg, exempt, not exempt, transaction, exempt transaction threw me off. Im a visual learner and I needed a graph.
@noahintara6619
Жыл бұрын
Dean… your aunt’s idea of a retirement plan = her collection of Elvis plates. 😅😂😆LOL. Such a cute image😊
@Series7Guru
Жыл бұрын
Her plates did better than the market this year. Lol.
@lukethalman9552
2 жыл бұрын
Thank you, Dean. Great lecture.
@Series7Guru
2 жыл бұрын
You are welcome. This is one my favorites based on how much test content we cover in 90 minutes.
@ArtificialVisuals
Жыл бұрын
Found this very helpful Dean, thank you!
@Series7Guru
Жыл бұрын
Glad you found it helpful. Very target rich.
@travisschlatter2233
3 жыл бұрын
Thanks Dean! You are the MAN
@Series7Guru
3 жыл бұрын
Happy to help!
@Silvertestrun
Жыл бұрын
Thank you very much
@Series7Guru
Жыл бұрын
De nada
@jackiebutterfli3797
Жыл бұрын
Dean is the GOAT! 🐐
@RealDoomsie
Жыл бұрын
this vid was gold for my students
@Series7Guru
Жыл бұрын
So glad to hear that. Tried to make it as target rich as possible.
@ramoneescobedo5820
2 жыл бұрын
what are the similarities in terms of content and types of questions between 63 and 65? taking both and noticed similarities was wondering so I can be sure to really focus on the information that are similar in nature to both tests to save me some time if someone can help me out here. Thank you so much by the way I passed my SIE because of you and your content! much respect and admiration for all you do, you are a living legend!
@Series7Guru
2 жыл бұрын
They are exactly the same on the regulatory questions but the 65 has dozens of questions on investments that the 63 does not. 63 is to be agent of a broker/dealer. 65 is to be an Investment Advisor Representative.
@RandySavage_
2 жыл бұрын
Watching all your 66 videos, as my test is in about a week! Thank you for all that you do. Ive lurked for the SIE and 7 and have loved your content and have felt very confident going into it. With the 66 I feel less confident I think strictly due to the laws and regulations portion (which is the biggest). Is there any link to your slides that we can print and annotate along with? Also please let us know how we can support the channel monetarily or however. Thanks!
@Series7Guru
2 жыл бұрын
Unfortunately not yet.
@clairehollander4565
2 жыл бұрын
Your videos have been extremely helpful so far so thank you! I am hoping to take the Series 65 on Friday after one failed attempt in January. One question that has come up that I'm hoping you can answer is: Who are IARs permitted to borrow money from and who are agents of BDs able to borrow money from?
@Series7Guru
2 жыл бұрын
IARs can't borrow money from IA clients unless it is a bona fide lending institution and they go through the normal loan process. Agents of B/Ds can borrow from immediate family members.
@samaskari9584
Жыл бұрын
Great lecture Thank you
@Series7Guru
Жыл бұрын
De nada.
@samaskari9584
Жыл бұрын
Great Lecture Thank you
@Series7Guru
Жыл бұрын
De nada
@andreluizbaldo3267
Жыл бұрын
Dean - Thank you for sharing your knowledge with us. This is so great. Would you have any plans to create an additional lecture to cover communications with clients and ethics practices? Thank you.
@Series7Guru
Жыл бұрын
There are already videos on both in the playlist.
@EliGutie
2 жыл бұрын
Hey Dean. Just finished the Series 63 book today Quick question, is the series 63 only 60 questions or are their extra questions as is on the SIE and 7? Took my first mock exam and got 41/60 so I am retaining the info pretty well! Cant wait to dig into your lectures yet again!
@Series7Guru
2 жыл бұрын
Only 60 questions.
@chelseym46
2 жыл бұрын
Just found these. Hoping they help me. Going to sit for the 65 for the 4th time. I just feel so lost when I get to the test center. Setting my date soon.
@Series7Guru
2 жыл бұрын
Sending you good test vibes!
@atlasrex
3 жыл бұрын
Dean Tunney- call me - want to say hello - Jeff Kilpatrick- Newport securities. What happened to my Targa? Would be 50 years old this year. Same old phone number except 951 area code….. given your memory you probably still remember it from 1985. Still in business - 44th year.
@Series7Guru
3 жыл бұрын
Will call today. Sunday 8/8
@ericamaureenwilens1927
Жыл бұрын
Been listening to your videos every time I get in the car these days. Trying to cram a little more in before taking the 66 in about a week. I'm a pretty visual learner... I heard you mention the Kaplan Quicksheet in one of your videos, and I just looked into purchasing it today, but it looks like it's only available to ship, not print, and my time is too short to wait on it. Do you know of anything comparable that's available on demand?
@Series7Guru
Жыл бұрын
Listen to my Series 66 in 60 Minutes video
@cabbagejuicetim9706
Жыл бұрын
Thanks for all your help dean! I passed the 6, SIE and 63 because of your videos, I’m taking the 65 in a week,(other than ethics and USA definitions) what would you say is the most important thing to know backwards and forwards going into the 65?
@Series7Guru
Жыл бұрын
Disclosures.
@morganmeschede7149
Жыл бұрын
my brain is not understanding the difference: Non-Exempt: means the security NEEDS to be registered with the state (USA) Exempt: The security DOES need to be registered because the issuer is exempt, the transaction is exempt, or a security is exempt I'm not understanding why both non-exempt and exempt require registration.. thanks Dean!
@Series7Guru
Жыл бұрын
Exemot securities do not register they are EXEMPT.
@morganmeschede7149
Жыл бұрын
@@Series7Guru 1:15:08 and 1:08.32 it says Does.. sorry if I'm being picky, it had me questioning everything lol. Thank you Dean.
@user-fw4fo9lp4q
11 ай бұрын
Hey Dean, I love the channel! So B/D doesn’t have to register if it has no office and only institutional clients, but what about having only accredited clients? Same question for an IA. Thank you!
@Series7Guru
11 ай бұрын
B/D would have to register if it has accredited investors who are residents of the state
@user-fw4fo9lp4q
11 ай бұрын
@@Series7Guru I passed my series 66! Thank you for these videos! They were very helpful!
Hi Dean, not sure you remember me but I took your series 7 class in Dec, I passed and wanted to say thanks, taking the 63 in a few weeks
@Series7Guru
3 жыл бұрын
Indeed I do.. Kudos on your Series 7 victory. Sure you will collect another victory on your Series 63.
@Liam_Daly
Жыл бұрын
Got a 62% on a practice SIE exam .... Closing in
@Series7Guru
Жыл бұрын
Keep grinding!
@ronpablo4811
Жыл бұрын
You da man Dean!
@Series7Guru
Жыл бұрын
Thx.
@TylerKeuning
10 ай бұрын
Hey Dean….I used STC to study for the 65. Did not pass test 1, but was recommended to follow your content before going for test 2. Do you recommend more than the videos listed under your 65 playlist? Thanks
@Series7Guru
10 ай бұрын
Yes. The videos are in suggested watch ordeer.
@danielplascencia2504
4 ай бұрын
amazing video
@Series7Guru
4 ай бұрын
It is target rich for sure
@tomaldrich7017
2 жыл бұрын
Thanks!
@Series7Guru
2 жыл бұрын
De nada
@analisacarmosino5310
Жыл бұрын
Hi dean, thank you for this! Are the questions on the 66 point and click knowledge based questions? Or are they LONG questions like the series 7? Thanks in advance!
@Series7Guru
Жыл бұрын
Mainly recognition. 3 or practical application. A dozen or so judgement. Checkout the TestGeek practice test. Very similar to the actual test.
@analisacarmosino5310
Жыл бұрын
@@Series7Guru thank you so much! I will for sure check out the TestGeek practice exam.
@aranya6962
2 жыл бұрын
Hi Dean, thank you very much for this video. I’m studying for my 65 and this has really helped me thus far . Do you have a video comparing federal and state law at all? In terms of exempt transactions, deadlines, etc? Thank you!
@Series7Guru
2 жыл бұрын
Unfortunately, not yet. On your exam state is more heavily tested. Makes sense it is the states not the feds that require this exam.
@Series7Guru
2 жыл бұрын
Watch this next kzitem.info/news/bejne/o45jqH-QoIWpfqQ
@jfloyo11
10 ай бұрын
there are 6 states that do not require a 63 license but you cant do inv. adviser accounts
@justindoneth3252
Жыл бұрын
Thanks for all you do Dean! At the 41 minute mark, when you talk about the $150 max contribution, that's for an IAR who can't vote for a candidate? Am I understanding that correctly? Thank you
@Series7Guru
Жыл бұрын
Yes.
@juancamilohernandezhidrobo6128
Жыл бұрын
Hello Dean! As always you rock!! I wanted to kindly ask you, which one is the link for the video of the Series66 material that is not included in the Series 7? That you just mentioned at the end of the video.
@Series7Guru
Жыл бұрын
Not sure what I said but you should check out the entire Series 66 playlist. The videos are in suggested watch order. Sounds like I was referring to Analytic Tools or Methods.
@unshakableyouth
2 жыл бұрын
I am studying for the series 65 using Kaplan. I am havig trouble with this queation: Sharon Smith is an agent for Highwater Securiities, a broker-dealer registered in all 50 states. Sharon receives an unsolicited order from a bank located in State X, a state in which she has no place of business. Under the Uniform Securities Act, I narrowed it down to 2 choices and chose the wrong one, A) Sharon must be registered in State X in order to accept the order B) because Sharon has no place of business in State X and the client is an institution, Sharon may accept the order without registering in State X. I chose answer B. I thought if you didn't have a place of business in a state you didn't have to register in that state. Am I mixing some concepts somewhere?
@Series7Guru
2 жыл бұрын
You are confusing IAR with agent of a B/D. Sharon is not an IAR. She is an agent of a B/D.
@unshakableyouth
2 жыл бұрын
@@Series7Guru Thank you! I am re-watching your video. Very helpful
@mikes9724
2 жыл бұрын
Passed S7 yesterday - huge thanks to Dean Tinney!! Will be signing up for your'e class no doubt for 66.. will there be a textbook or material with Kaplan soon? Or is current LEM edition #11 most recent with no expected change?
@Series7Guru
2 жыл бұрын
KUDOS on passing your Series 7 exam!!! See you for the last leg of your testing hat trick. 11th edition is the most recent.
@jesseriley1221
3 ай бұрын
What’s the top three videos to watch for the 65? I test this Friday! I have watched quite a few and just want to ensure I put the focus to the most performance opportunities! Thanks
@Series7Guru
3 ай бұрын
They are in suggested watch order in the playlist
@jesseriley1221
3 ай бұрын
Thanks! I believe one time I hit shuffle and wasn’t sure if they were in correct order! Enjoying the test explications!
@joshchase9136
Жыл бұрын
Hey Dean (or anyone else) I have been struggling with the series 65. I currently have SIE, 6 and 63 completed. I just can’t seem to get over the hump and have failed the 65 twice. I was using STC for study material but have since bought the premium Kaplan package, am signed up for the live online class and as well as hired a tutor through varsity tutors. I seem to have the laws & regs down getting 82% and 76 % for that category but under 70% on the other 3 categories. I plan on watching this whole KZitem series on top of my study plan above. Do you or anyone else have any tips or recommendations for my situation? Willing to do whatever it takes to pass! Thank you
@Series7Guru
Жыл бұрын
Don't know if it makes you feel any better but yes. I think it is more challenging than even a Series 7.
@annkershaw6072
2 жыл бұрын
Hi Dean, This will be my fifth attempt at taking the Series 65 exam. When I lived in NY, it was not required to pass a test (Just pay a fee). Now that I have moved to Virginia, a test must be taken so that I can work with my advisory clients again. I tried just studying test questions, attending an online class, an inperson review class and now I am concentrating on on Definitions, abbreviations and formulas. I walk in to the test thinking I will pass the test, but then when I look at the questions, I can't remember anything. Very determined to get this done. Any ideas (other than a new profession) ? Do you have experience with other students in this situation? I will be intently viewing your videos.
@Series7Guru
2 жыл бұрын
Yes. The struggle for some is real! Try to get past the poor language and grammar on the test and avoid getting in the weeds. Go for the big picture on this next attempt.
@traefauntleroy2093
2 жыл бұрын
Awesome Vid.
@Series7Guru
2 жыл бұрын
Thank you. Tried to make it as target rich as I could.
@traefauntleroy2093
2 жыл бұрын
@@Series7Guru very informative and I appreciate the information. I'll be taking my 65 the 1st of December. Thanks again
@Shellycrz
Жыл бұрын
Good afternoon Dean, For the IA firm the A.B.C test applies and for the IRA does not apply? I just got my ideas crossed. What would be for the IAR so I can identify him/her in a question to be presente?
@Series7Guru
Жыл бұрын
The ABC test is about the firm not the IAR.
@nathanpeters7641
11 ай бұрын
For the IARs political contributions you can donate $350 to a candidate you are entitled to vote for. I am confused on what the $150 dollar limit is for. Is it for candidates you cannot vote for?
@Series7Guru
11 ай бұрын
Yes.
@darlag13
6 ай бұрын
Great video!!!
@darlag13
6 ай бұрын
just sent you an email
@Series7Guru
6 ай бұрын
Glad you found it helpful.
@nightsky253
Жыл бұрын
I really don’t understand the series 63… I was able to pass Sie and 6 first try but the 63… I’ve taken for 2x (68 and then 70) .. ahhh
@Series7Guru
Жыл бұрын
NASAA exsms are a beast for sure.
@andreluizbaldo3267
Жыл бұрын
Dean - As always thank you for your content. Would you please confirm if a B/D (firm) and its agents acting as a 3rd party solicitor for federally covered IA do not need to register as an IA and IAR respectively? Thank you.
@Series7Guru
Жыл бұрын
As I said in this lecture, they do not.
@andreluizbaldo3267
Жыл бұрын
@@Series7Guru thank you very much
@danielplascencia2504
4 ай бұрын
hey dean what do we need to know /testable regarding Section 3(c)(7) exemption of 1940?
@Series7Guru
4 ай бұрын
Nothing
@MichaelLabs
2 жыл бұрын
Quick question, I am using Training Consultants and on the Practice Exams they us a-lot of the "roman numeral" formatted questions, where you have to choose how many of the numerals will answer the question, will this format be seen on Series 66?
@Series7Guru
2 жыл бұрын
Yes but not many. Max 4 or 5.
@oliviazuniga4677
2 жыл бұрын
Hi Dean! A little confused with Reg D. I understand they are exempt from both SEC and STATE registration. However on 1:15 when you talk about PRIVATE PLACEMENT limited to 10 offers I got lost... How does that fit to Reg D???
@Series7Guru
2 жыл бұрын
It doesn't. USA state private place is different than 33 Safe harbor Reg D private placement
@fredganter690
Жыл бұрын
Dean , What are some date deliver differences for the USA act in comparison to those on the S7? (i.e. those that are different and same. ie. options etc)
@Series7Guru
Жыл бұрын
Fred, really? The channel is self serve. On the top of my head three dates are December 31, Annually, and noon of the 30th day.
@hagodi
2 жыл бұрын
Hey Dan! I am taking my S66 in two days. Which summary or which important video or videos should I watch?
@Series7Guru
2 жыл бұрын
They are in suggested watch order in the playlist. This one is a great start.
@Shellycrz
Жыл бұрын
Dean, what happens when the sale is unsolicited in reference to disclosures? Are disclosures delivered in the same way as solicited? Like the time, brochures and whatever else…
@Series7Guru
Жыл бұрын
There are no disclosures just marked or document that it was unsolicited.
@priscillafung789
5 ай бұрын
Hi Dean, on the textbook, under corporate report- it has different corporate report like10K, 10Q, 8K, are those testable on S66? Thank you!!!!!
@Series7Guru
5 ай бұрын
They are.
@Series7Guru
5 ай бұрын
They are
@SandraFernandes621
Жыл бұрын
Hi Dean- I want to create a cheat sheet for the s66 which will focus mainly on regulations since they are highly tested. Do you suggest I base it off of this specific video here since its highly informative. Thank you in advance Dean.
@Series7Guru
Жыл бұрын
No. I would base it on TestGeek paid supplement. With Guru20 discount can get QuickNotes for $36. Has some very neat "cheat sheets" that would lend itself to your own.
@SandraFernandes621
Жыл бұрын
@@Series7Guru oh perfect I will do that thank you Dean.
@chrisa.9977
Жыл бұрын
Thanks for the content. What type of attorneys mostly take this exam?
@Series7Guru
Жыл бұрын
Estate attorneys
@fradidababneh9587
Жыл бұрын
Hey dean, I just started the series 66. What’s the first video I should watch? I’m a little lost. Thank you
@Series7Guru
Жыл бұрын
The videos are in suggested watch order in the Series 66 playlist
@priscillafung789
5 ай бұрын
hi Dean, I am doing Kaplan qbank, it has a question on QID:1562775 for solicitor, I am confused because it saids under SEC the solicitor does not need be registered as IAR. However under USA state, it will have to be. Will the actual exam S66 stated which law it is referring to? Also, the textbook said, if the solicitor get $1000 in 12 months, it has to be disclosed. Does it mean if it is not more than $1000, then it does not have to be disclosed to the clients? Thank you so much for help clarify.
@Series7Guru
5 ай бұрын
It will specify and USA is more testable. There is no question about less than $1,000 not disclosed.
@Wai755
5 ай бұрын
Hello Dean, if Mutual Fund is a federal covered securities, it still needs to register under notice filing? Thank you
@Series7Guru
5 ай бұрын
Notice filing is NOT a form of registration
@juliansandoval7582
Жыл бұрын
Hey Dean do you have a video of '33 and '34 act as it pertains to this? Thank you!
@Series7Guru
Жыл бұрын
Yes.
@kinnisonsumner4787
Жыл бұрын
Dean- do you have videos on the ethics and comms with clients avail yet ?
@Series7Guru
Жыл бұрын
I do it is in the playlist. Thumbnail is an angel and a devil sitting on the shoulder on the shoulder of the rep.
@JustMeEating2
Ай бұрын
do you have videos that go over customers communications
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